Role: Director, Regulatory Change Management (RCM)

About the Firm:
A leading institution at the core of the global financial ecosystem is seeking a Director to oversee the Regulatory Change Management function for the US.

Location: New York, NY (Hybrid)

About the Role:
The Director of Regulatory Change Management will lead a critical function in ensuring the organization remains compliant with evolving regulatory requirements. This individual will be responsible for developing and maintaining a robust framework for identifying, assessing, and implementing changes driven by regulatory developments.

This role requires strong leadership, deep regulatory expertise, and the ability to collaborate with internal stakeholders to align compliance initiatives with the company’s overall operational objectives.

Key Responsibilities:

• Lead a proactive, client-focused regulatory change management function, fostering strong relationships with business units to navigate evolving compliance landscapes.
• Establish and maintain a comprehensive framework for monitoring and responding to legal and regulatory developments that impact business operations.
• Develop and oversee processes for tracking, documenting, and implementing regulatory requirements, ensuring policies and procedures align with current laws and industry standards.
• Manage the organization’s regulatory inventory, ensuring the completeness, accuracy, and timeliness of updates.
• Oversee the execution of an annual compliance risk assessment, delivering actionable insights and recommendations to enhance regulatory adherence.
• Partner with key internal stakeholders, including risk, legal, and business teams, to drive awareness and implementation of regulatory requirements.
• Provide regulatory guidance to senior leadership, supporting strategic decision-making and risk mitigation efforts.
• Ensure effective engagement with regulators, auditors, and external stakeholders, demonstrating the organization’s commitment to compliance excellence.
• Lead and mentor a team of compliance professionals, fostering a high-performance culture and continuous development.

Ideal Candidate Profile: 

• Proven ability to develop and implement practical compliance solutions that balance regulatory requirements with business objectives.
• Strong track record of building effective relationships with stakeholders across all levels of an organization to drive compliance initiatives.
• Experience in designing and executing comprehensive compliance risk assessments.
• In-depth understanding of regulatory frameworks governing financial institutions, with experience in second-line regulatory change management functions.
• Exceptional written and verbal communication skills, with the ability to present complex regulatory matters clearly.
• Demonstrated ability to navigate interactions with regulators, auditors, and senior executives with confidence and professionalism.
• Strong leadership experience, including the ability to develop and manage multidisciplinary compliance teams.
• Analytical mindset with a proactive approach to identifying and mitigating regulatory risks.
• Ability to translate strategic compliance goals into operational plans that support business growth while ensuring adherence to regulatory obligations.

Qualifications & Requirements:

• Experience designing or overseeing a regulatory change management program.
• Familiarity with financial market utilities (FMUs) and related regulatory environments.
• Previous experience working directly with regulators.
• Knowledge of legal/regulatory requirement mapping, compliance policy development, and procedural documentation.
• Understanding of corporate compliance standards, including from the FRB
• Bachelor's degree required; postgraduate education (JD, MBA) or relevant compliance/audit certifications preferred.
• 5-7 years of leadership experience in compliance risk assessment or regulatory change management.
• Proficiency in Microsoft Office 365, SharePoint, and Governance, Risk & Compliance (GRC) tools such as Archer.

Why Join?
This is an opportunity to shape the regulatory strategy of a leading financial institution at the forefront of global financial markets. You’ll work alongside industry experts in a dynamic, inclusive environment where innovation and compliance excellence go hand in hand.

If you're ready to take on a leadership role in regulatory change management and contribute to a high-impact compliance program, apply today.